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Documenting emergency work for claims

FES Solutions 4 min read
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The record you collect during an emergency does three separate jobs:

  1. It supports a claim for disaster assistance, where the event and the asset qualify
  2. It closes out the emergency authorisation, which usually requires after-the-fact documentation
  3. It establishes what is actually in the ground, so the work can be assessed later

None of the three can be done from memory, and the first two have deadlines.

Not legal or grants advice. Programme requirements are set by the administering agencies and change; confirm current requirements with them.

The disaster assistance picture

In the United States, public infrastructure damaged in a declared disaster may be eligible for federal assistance, most commonly through FEMA’s Public Assistance programme, administered through the state.

The programme is organised into work categories. Two matter most here:

  • Emergency protective measures — actions taken to eliminate an immediate threat to life, public health and safety, or to protect improved property
  • Permanent work on roads and bridges — restoration of the damaged facility

Eligibility generally turns on the facility being an eligible applicant’s responsibility, the damage being caused by the declared incident, and the work being necessary as a result of it.

The cost share is a matter for the declaration and the programme, and it is not something to assume. Confirm it rather than budgeting from a remembered figure.

State programmes may also apply where there is no federal declaration, and they have their own requirements.

What determines whether a claim succeeds

Consistently, three things:

Whether the damage was caused by the incident. This is why a pre-event baseline is so valuable. Photographs, soundings, and inspection records from before the event distinguish incident damage from a pre-existing condition. Without them, the argument is harder.

Whether the work was necessary and reasonable. Which means documented decisions, not just documented work.

Whether the costs are supported. Labour, equipment, materials, contracts, with the records to back each.

What to collect, and when

Before the event, for known-vulnerable sites

  • Photographs from consistent positions
  • Soundings or survey of the bed
  • Inspection reports
  • As-built elevations

This is the pre-positioning argument extended to records. A baseline for the sites on your list is cheap and it is the difference between a defensible claim and an argument.

During the event

  • Photographs and video of the damage, with date, time, and location. Include something for scale
  • High-water marks and debris lines, which are perishable
  • Measurements of the damage extent
  • The condition that made it an emergency — this is what justifies emergency protective measures
  • Who authorised what, and when. Verbal authorisations from agencies, with the name and time
  • Decisions and why they were made, including closure decisions

During the work

  • Force account records — your own labour and equipment, by person, by machine, by hour, by task
  • Contracts and invoices for anything procured
  • Materials, with quantities and delivery records
  • Daily logs of what was done where
  • Progress photographs
  • Quantities placed, by location

Force account records are the item most often deficient. Hours worked by your own crew and time on your own equipment are eligible costs, and they are only recoverable if they were recorded contemporaneously against the specific task.

After the work

  • Completion photographs from the same positions as the baseline
  • As-built record of what was placed, where, at what elevations
  • Post-work survey, so future inspections have a datum
  • Final quantities

The as-built matters more than people expect

Beyond the claim, the as-built is what allows anyone to assess the work later.

An emergency installation with no record is a structure nobody can evaluate. Someone inspecting it in five years cannot tell whether it has settled, whether units are missing, or whether the extent was ever adequate — because there is nothing to compare against.

Record at minimum: what was placed, how many, where, the plan extent, and the elevations at the toe and crest. That is enough to make the installation assessable.

It is also what the emergency permit close-out will ask for. See emergency permitting.

Practical points

Assign it to someone. During an emergency everyone is busy with the work, and documentation that is nobody’s job does not happen. One person, named, whose task it is.

Photograph more than feels necessary. Storage is free; the moment is not.

Timestamp and geolocate where the equipment allows.

Write down verbal authorisations immediately, with who said it and when.

Keep the decision record, not just the work record. Why the work was necessary is as important to a claim as what was done.

Do the minimum necessary. Work beyond what the emergency required is both unauthorised and ineligible, and doing more does not improve the claim.

Start the file on day one, not when someone asks for it.

Where to go next

FES Solutions is a supplier, not the engineer of record. This article is general engineering background, not a site-specific design. Conditions vary, and the design decision for your project belongs to the engineer of record. Where rock bags are not the right answer.

Written by
FES Solutions
Engineering team

Written from FES Solutions' project experience — makers of the Texas Tuff Rock Bag™.

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