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Phasing across budget years

FES Solutions 4 min read
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Public budgets arrive annually and erosion problems do not respect that. Phasing across funding cycles is frequently the only way a project happens at all.

It works. It also has two failure modes that are worth designing around rather than discovering.

Failure mode 1: the phase boundary is a bad termination

Every armor installation has ends, and ends are where flow gets in. See revetment anatomy.

A project split by length puts a termination in the middle of an actively eroding reach, every year, until it is finished. Erosion at that boundary undermines the last units of the completed phase, and the following year’s work starts with a repair.

The design response: end each phase somewhere the flow is not attacking. That may mean phases of unequal length, chosen by where a defensible termination exists rather than by dividing the total by the number of years.

It may also mean accepting that a phase costs more than a straight division would suggest, because it runs to the next stable point.

Failure mode 2: the split attracts regulatory attention

Corps review considers the single and complete project. Splitting a genuine single project into pieces to fit within a general permit’s limits — sometimes called segmentation — is something reviewers look for and will not usually accept.

Phasing for genuine funding reasons is legitimate. The distinction is intent and independent utility: does each phase stand on its own, or is it only meaningful as part of the whole?

The practical move: be transparent. Present the full extent and the phasing plan in the application rather than applying for each phase separately as though the others do not exist. A reviewer who understands the whole picture can authorise it appropriately; one who discovers it in year three is in a different conversation.

See Nationwide Permit 13 and what an agency reviewer wants to see.

How to phase well

Phase by priority, not by geography

The first phase should be the part where failure has the worst consequence, not the easiest access or the nearest end.

Usually that means:

  1. The toe, wherever it is under attack. It is the mechanism, and holding it stops the progression above. See toe protection
  2. The reach protecting the asset at risk
  3. Everything else

A common and effective arrangement is to do the toe along the full length first, then the slope above in later phases. The toe is what is actually failing; the slope above is a consequence.

Make each phase independently defensible

Each one should leave the site in a state that is stable on its own, with terminations in low-energy ground and no partially protected zone.

Keep the design consistent

Design the whole thing once, then build it in parts. Designing each phase separately produces sections that do not match at the joins, different filter specifications, and interfaces nobody detailed.

Permit the whole thing once

Where possible. One authorisation for the full extent, built over several years, avoids repeating the process annually and avoids the segmentation question entirely. Check the permit’s duration and whether it can span the programme.

Assume unit costs will not repeat

Each phase carries its own mobilisation, its own site setup, its own traffic management. A project built in four phases pays four mobilisations. That is a real cost of phasing and it belongs in the comparison against doing it in one.

Record the as-built each phase

So the next phase ties into something known, and so a later inspection can tell which section is which.

Where the product choice interacts

Some systems phase more comfortably than others:

Unit-placed systems phase naturally. Each unit is complete when placed, a phase boundary is a place where units stop, and the next phase continues from it. Additional units can be added at a boundary later.

Continuous or cabled systems have a panel or a run as their unit, and a phase boundary is a designed edge with its own detail.

Cast-in-place systems have joints, cure sequences, and formwork implications at each boundary.

This is not a reason to select a system, but it is a genuine practical difference when a programme is going to run over several years.

The alternative worth considering

Before phasing, ask whether the priority section alone is sufficient.

Frequently, the whole reach is on the plan because it is all eroding, while only part of it protects anything. Treating the section that protects the asset, and monitoring the rest, is not a phased version of the full scheme — it is a smaller scheme that may be the right one.

That question is worth asking at concept stage rather than after a full design exists. See budgeting at concept stage.

Where to go next

If you are working out where phase boundaries should fall, send the extent and the site conditions through the quote form.

FES Solutions is a supplier, not the engineer of record. This article is general engineering background, not a site-specific design. Conditions vary, and the design decision for your project belongs to the engineer of record. Where rock bags are not the right answer.

Written by
FES Solutions
Engineering team

Written from FES Solutions' project experience — makers of the Texas Tuff Rock Bag™.

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