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Floodplain permitting and no-rise

FES Solutions 4 min read
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Federal permits get the attention, but on a river project the approval that most directly constrains what you can build and where is often the local floodplain one.

Not legal advice. Floodplain administration is local, and your community’s floodplain administrator is the authority for your site.

Two zones, two levels of difficulty

The floodplain — broadly, the area inundated by the base flood, commonly the one-percent-annual-chance (100-year) event. Development here is regulated but generally permissible with conditions.

The regulatory floodway — the channel and the adjacent land needed to convey the base flood without increasing the base flood elevation more than a designated amount. This is the hydraulically active core, and the rules are much tighter.

The distinction matters because an erosion project is, almost by definition, at the channel — which puts it in the floodway.

The no-rise requirement

Within a regulatory floodway, encroachments are generally prohibited unless it is demonstrated that the proposed work will not increase the base flood elevation.

That demonstration is a no-rise certification: a hydraulic analysis, prepared and certified by a registered professional engineer, showing that the base flood elevation with the project in place is not higher than without it.

Practically, it means:

  • An existing-conditions model, usually consistent with the effective model behind the published flood study
  • A proposed-conditions model including the work
  • A comparison at the relevant cross sections
  • Certification by a qualified engineer

This is a real piece of engineering, and it is a cost and a schedule item. Budget for it whenever work is in a mapped floodway.

Why armor geometry is the issue

Any material placed in the channel occupies conveyance area. Occupying conveyance area raises the water surface. Raising the water surface fails the no-rise test.

Three consequences for design:

Stay close to the existing bank line. Protection that follows the existing profile displaces far less conveyance than protection that projects into the channel.

Thickness matters. A section that achieves the required protection with less encroachment is easier to certify.

The armor’s roughness counts. A rougher face increases resistance and can affect the water surface even where the encroachment is small. This tends to be a minor effect but it is in the model.

This is one of the places where system selection and permitting genuinely interact. Where two options provide equivalent protection and one occupies less of the channel, that one is easier to certify — and on a marginal site it may be the only one that can be.

The answer bank covers protecting an abutment toe without unnecessarily narrowing the waterway, which is exactly this constraint at a bridge, where the contraction is already part of the problem. See bridge abutment scour.

What if it does not pass

Options, roughly in order:

Redesign to reduce encroachment. Usually the first move, and often sufficient.

Compensatory work. Removing material elsewhere to offset the encroachment, so the conveyance balances.

A Conditional Letter of Map Revision, followed by a Letter of Map Revision after construction, where the floodway itself is being revised. This is a longer, more involved process with FEMA, and it changes the published mapping.

Accept a rise where the framework allows. Some situations permit a rise with additional approvals and, importantly, the agreement of affected property owners. Complicated, and it involves people outside your project.

The other floodplain requirements

Outside the floodway, and in addition to no-rise inside it, floodplain development permits commonly address:

  • Whether the work constitutes development — it usually does, since placing fill is development
  • Fill and grading limits
  • Effects on adjacent properties
  • Certification and as-built documentation
  • Consistency with the community’s floodplain ordinance, which can be stricter than the federal minimum

That last point recurs. Communities may adopt higher standards, and the local ordinance governs.

How it interacts with the federal permits

They are separate approvals with separate authorities, and they do not wait for each other. In practice:

  • A Corps permit does not authorise floodplain encroachment
  • A floodplain permit does not authorise fill in waters of the US
  • Both may be needed, plus state approvals
  • The analyses overlap — hydraulic modelling done for one informs the other

Run them in parallel. Sequencing them serially is a common and avoidable delay.

Practical steps

  1. Find out whether the site is in a mapped floodplain or floodway. Flood maps are public.
  2. Talk to the floodplain administrator early. Usually a local government role, and usually helpful.
  3. Get the effective model for the study reach if a no-rise will be needed. Working from the effective model is much easier than building one.
  4. Design to minimise encroachment from the outset rather than trying to certify a design that was drawn without it in mind.
  5. Budget for the certification.
  6. Keep the as-built, since certification is generally required to reflect what was actually constructed.

Where to go next

FES Solutions is a supplier, not the engineer of record. This article is general engineering background, not a site-specific design. Conditions vary, and the design decision for your project belongs to the engineer of record. Where rock bags are not the right answer.

Written by
FES Solutions
Engineering team

Written from FES Solutions' project experience — makers of the Texas Tuff Rock Bag™.

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